regions bank chief compliance officer

He is a member of the banks Executive Leadership Team. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. Cheatham joined AmSouth in 1996 where he served in roles as Commercial Real Estate Executive and Division Executive for Commercial and Industrial which included leadership for Capital Markets, Leasing, Healthcare and Asset Based Lending. Senior Executive Vice President Sorry, No data match for your criteria. The key areas of compliance risk include: The CCO of today is someone who has expert capability to manage and implement strategic compliance programs, while still establishing processes for accountability and transparency, particularly in emerging and evolving risk areas, such as those associated with digital transformation. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Please refine your filters to display data. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. His most recent role with Wachovia before joining Regions was assistant treasurer and head of Enterprise Balance Sheet Management. You should consult privacy disclosures at the linked website for further information. Core Product Marketing. In addition, he helped large banks build out their big data and data science roadmaps. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currencys Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Ritter is a member of Regions Executive Leadership Team. Senior Executive Vice President Yours faithfully, (Ajay Kumar Choudhary) Chief General Manager. Treasurer. 2023 Regions Bank. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, the Debt Products Organization, and Corporate Banking Group Administration. Additionally, he served as a member of RMAs Regulatory Relations Committee. She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. She joined Regions in 2003 to lead Consumer Credit Risk. C. Keith Herron He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. Dana W. Nolan By Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. You should consult privacy disclosures at the linked website for further information. He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. Responsibilities include governance and operational effectiveness as well as oversight and monitoring. Fournier J. Gale, III Privacy Policy. CCOs need to create, update and manage compliance and ethics policies to ensure successful implementation and policy adoption throughout the organization. Deron Smithy serves as Regions Treasurer. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. February 9, 2021. Andrews experience and insights will help us build on these accomplishments. He was named president in December 2017. BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. Gartner helps compliance officers transition confidently andsucceed faster. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. She leads all institutional, retail and fixed income investor relations functions. Find your next job opportunity near you & 1-Click Apply! Nolan joined Regions in 1989. Chief Compliance Officer (SAFS) Sterne Agee Aug 2004 - May 20061 year 10 months Birmingham, Alabama Area Compliance Officer SouthTrust Securities Nov 2001 - Aug 20042 years 10 months. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. To ensure the most secure and best overall experience on our website, we recommend the latest versions of. Keenan leads all Human Resources functions, as well as Corporate Security, the Aviation Group, and Corporate Real Estate & Procurement. Kate R. Danella Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Regions provides links to other websites merely and strictly for your convenience. Senior Executive Vice President Bank compliance officers evaluate policies/procedures and ensure they . Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Andrew Nix will join Regions as chief governance officer on March 17. Tammy LoCascio Chief Operating Officer . Cheatham graduated from Auburn University with a bachelors degree in accounting. He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. (Photo: Business Wire). She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Executive Vice President Beth Ardoin Chief Communications Officer . This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. William D. Ritter Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. Senior Executive Vice President Chief Transformation Officer. Gartner Terms of Use Senior Executive Vice President CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. Martha Raber leads Financial Risk activities for Regions with responsibility for enterprise-wide financial risk oversight for Consumer, Wealth, and Wholesale lines of business as well as proactive governance of Credit, Market, Liquidity, Capital and Strategic Risks. Head of the Wealth Management Group. Nix to oversee corporate governance framework supporting Regions services for customers and communities. David J. Turner, Jr. BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Nix commits much of his time to community engagement and professional organizations. Chief Administrative and Human Resources Officer. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Flagstar Bank - Scottsdale Arizona branch servicing the valley & the countrySenior Loan Officersince Oct 2011 Credit Justice Services - 1204 E. Baseline Rd. 8 a.m. 7 p.m. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. Pichel previously led the Home Equity Committee for the Consumer Bankers Association. Effective July 2, 2018, Turner became the chief executive officer and was appointed . By clicking the "Submit" button, you are agreeing to the Turner holds a bachelors degree in economics from the University of Georgia. M. Deron Smithy He is a member of the companys Executive Leadership Team. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Executive Vice President Couch earned a bachelors degree in Corporate Finance from the University of Alabama. Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. Prior to joining Regions in 2011, Gale was a founding partner of Maynard Cooper & Gale PC in Birmingham, Alabama. In this role he co-led the strategic definition and global vision of omnichannel experience for the BBVA Group. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Prior to joining Regions, he worked in National Accounts for SunTrust Bank overseeing the McDonalds franchise lending program as well as Fortune 1000 companies headquartered in Chicago, Minneapolis/St. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Building a detailed plan. Prior to joining Regions, she was at KeyBank and served as executive vice president and chief consumer risk officer with responsibility for policy, risk scoring and analytics as well as collections. Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. Andrew Nix will join Regions as chief governance officer on March 17. In his previous roles at Truist, he served as head of Digital and Contact Center Banking and head of Enterprise Technology Strategic Services. Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships.

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